The Gulag Archipelago, Volume 1 Read online

It was the length of one human body and wide enough for three to lie packed tightly, four at a pinch. As it happened, I was the fourth, shoved in after midnight. The three lying there blinked sleepily at me in the light of the smoky kerosene lantern and moved over, giving me enough space to lie on my side, half between them, half on top of them, until gradually, by sheer weight, I could wedge my way in. And so four overcoats lay on the crushed-straw-covered floor, with eight boots pointing at the door. They slept and I burned. The more self-assured I had been as a captain half a day before, the more painful it was to crowd onto the floor of that closet. Once or twice the other fellows woke up numb on one side, and we all turned over at the same time.

  Toward morning they awoke, yawned, grunted, pulled up their legs, moved into various corners, and our acquaintance began.

  “What are you in for?”

  But a troubled little breeze of caution had already breathed on me beneath the poisoned roof of SMERSH and I pretended to be surprised:

  “No idea. Do the bastards tell you?”

  However, my cellmates—tankmen in soft black helmets—hid nothing. They were three honest, openhearted soldiers—people of a kind I had become attached to during the war years because I myself was more complex and worse. All three had been officers. Their shoulder boards also had been viciously torn off, and in some places the cotton batting stuck out. On their stained field shirts light patches indicated where decorations had been removed, and there were dark and red scars on their faces and arms, the results of wounds and burns. Their tank unit had, unfortunately, arrived for repairs in the village where the SMERSH counterintelligence headquarters of the Forty-eighth Army was located. Still damp from the battle of the day before, yesterday they had gotten drunk, and on the outskirts of the village broke into a bath where they had noticed two raunchy broads going to bathe. The girls, half-dressed, managed to get away all right from the soldiers’ staggering, drunken legs. But one of them, it turned out, was the property of the army Chief of Counterintelligence, no less.

  Yes! For three weeks the war had been going on inside Germany, and all of us knew very well that if the girls were German they could be raped and then shot. This was almost a combat distinction. Had they been Polish girls or our own displaced Russian girls, they could have been chased naked around the garden and slapped on the behind—an amusement, no more. But just because this one was the “campaign wife” of the Chief of Counterintelligence, right off some deep-in-the-rear sergeant had viciously torn from three front-line officers the shoulder boards awarded them by the front headquarters and had taken off the decorations conferred upon them by the Presidium of the Supreme Soviet. And now these warriors, who had gone through the whole war and who had no doubt crushed more than one line of enemy trenches, were waiting for a court-martial, whose members, had it not been for their tank, could have come nowhere near the village.

  We put out the kerosene lamp, which had already used up all the air there was to breathe. A Judas hole the size of a postage stamp had been cut in the door and through it came indirect light from the corridor. Then, as if afraid that with the coming of daylight we would have too much room in the punishment cell, they tossed in a fifth person. He stepped in wearing a newish Red Army tunic and a cap that was also new, and when he stopped opposite the peephole we could see a fresh face with a turned-up nose and red cheeks.

  “Where are you from, brother? Who are you?”

  “From the other side,” he answered briskly. “A shhpy.”

  “You’re kidding!” We were astounded. (To be a spy and to admit it—Sheinin and the brothers Tur had never written that kind of spy story!)

  “What is there to kid about in wartime?” the young fellow sighed reasonably. “And just how else can you get back home from being a POW? Well, you tell me!”

  He had barely begun to tell us how, some days back, the Germans had led him through the front lines so that he could play the spy and blow up bridges, whereupon he had gone immediately to the nearest battalion headquarters to turn himself in; but the weary, sleep-starved battalion commander hadn’t believed his story about being a spy and had sent him off to the nurse to get a pill. And at that moment new impressions burst upon us:

  “Out for toilet call! Hands behind your backs!” hollered a master sergeant hardhead as the door sprang open; he was just built for swinging the tail of a 122-millimeter cannon.

  A circle of machine gunners had been strung around the peasant courtyard, guarding the path which was pointed out to us and which went behind the barn. I was bursting with indignation that some ignoramus of a master sergeant dared to give orders to us officers: “Hands behind your backs!” But the tank officers put their hands behind them and I followed suit.

  Back of the barn was a small square area in which the snow had been all trampled down but had not yet melted. It was soiled all over with human feces, so densely scattered over the whole square that it was difficult to find a spot to place one’s two feet and squat. However, we spread ourselves about and the five of us did squat down. Two machine gunners grimly pointed their machine pistols at us as we squatted, and before a minute had passed the master sergeant brusquely urged us on:

  “Come on, hurry it up! With us they do it quickly!”

  Not far from me squatted one of the tankmen, a native of Rostov, a tall, melancholy senior lieutenant. His face was blackened by a thin film of metallic dust or smoke, but the big red scar stretching across his cheek stood out nonetheless.

  “What do you mean, with us?” he asked quietly, indicating no intention of hurrying back to the punishment cell that still stank of kerosene.

  “In SMERSH counterintelligence!” the master sergeant shot back proudly and more resonantly than was called for. (The counterintelligence men used to love that tastelessly concocted word “SMERSH,” manufactured from the initial syllables of the words for “death to spies.” They felt it intimidated people.)

  “And with us we do it slowly,” replied the senior lieutenant thoughtfully. His helmet was pulled back, uncovering his still untrimmed hair. His oaken, battle-hardened rear end was lifted toward the pleasant coolish breeze.

  “Where do you mean, with us?” the master sergeant barked at him more loudly than he needed to.

  “In the Red Army,” the senior lieutenant replied very quietly from his heels, measuring with his look the cannon-tailer that never was.

  Such were my first gulps of prison air.

  Chapter 2

  The History of Our Sewage Disposal System

  When people today decry the abuses of the cult, they keep getting hung up on those years which are stuck in our throats, ’37 and ’38. And memory begins to make it seem as though arrests were never made before or after, but only in those two years.

  Although I have no statistics at hand, I am not afraid of erring when I say that the wave of 1937 and 1938 was neither the only one nor even the main one, but only one, perhaps, of the three biggest waves which strained the murky, stinking pipes of our prison sewers to bursting.

  Before it came the wave of 1929 and 1930, the size of a good River Ob, which drove a mere fifteen million peasants, maybe even more, out into the taiga and the tundra. But peasants are a silent people, without a literary voice, nor do they write complaints or memoirs. No interrogators sweated out the night with them, nor did they bother to draw up formal indictments—it was enough to have a decree from the village soviet. This wave poured forth, sank down into the permafrost, and even our most active minds recall hardly a thing about it. It is as if it had not even scarred the Russian conscience. And yet Stalin (and you and I as well) committed no crime more heinous than this.

  And after it there was the wave of 1944 to 1946, the size of a good Yenisei, when they dumped whole nations down the sewer pipes, not to mention millions and millions of others who (because of us!) had been prisoners of war, or carried off to Germany and subsequently repatriated. (This was Stalin’s method of cauterizing the wounds so that scar tissue would form more
quickly, and thus the body politic as a whole would not have to rest up, catch its breath, regain its strength.) But in this wave, too, the people were of the simpler kind, and they wrote no memoirs.

  But the wave of 1937 swept up and carried off to the Archipelago people of position, people with a Party past, yes, educated people, around whom were many who had been wounded and remained in the cities . . . and what a lot of them had pen in hand! And today they are all writing, speaking, remembering: “Nineteen thirty-seven!” A whole Volga of the people’s grief!

  But just say “Nineteen thirty-seven” to a Crimean Tatar, a Kalmyk, a Chechen, and he’ll shrug his shoulders. And what’s 1937 to Leningrad when 1935 had come before it? And for the second-termers (i.e., repeaters), or people from the Baltic countries—weren’t 1948 and 1949 harder on them? And if sticklers for style and geography should accuse me of having omitted some Russian rivers, and of not yet having named some of the waves, then just give me enough paper! There were enough waves to use up the names of all the rivers of Russia!

  It is well known that any organ withers away if it is not used. Therefore, if we know that the Soviet Security organs, or Organs (and they christened themselves with this vile word), praised and exalted above all living things, have not died off even to the extent of one single tentacle, but, instead, have grown new ones and strengthened their muscles—it is easy to deduce that they have had constant exercise.

  Through the sewer pipes the flow pulsed. Sometimes the pressure was higher than had been projected, sometimes lower. But the prison sewers were never empty. The blood, the sweat, and the urine into which we were pulped pulsed through them continuously. The history of this sewage system is the history of an endless swallow and flow; flood alternating with ebb and ebb again with flood; waves pouring in, some big, some small; brooks and rivulets flowing in from all sides; trickles oozing in through gutters; and then just plain individually scooped-up droplets.

  The chronological list which follows, in which waves made up of millions of arrested persons are given equal attention with ordinary streamlets of unremarkable handfuls, is quite incomplete, meager, miserly, and limited by my own capacity to penetrate the past. What is really needed is a great deal of additional work by survivors familiar with the material.

  * * *

  In compiling this list the most difficult thing is to begin, partly because the further back into the decades one goes, the fewer the eyewitnesses who are left, and therefore the light of common knowledge has gone out and darkness has set in, and the written chronicles either do not exist or are kept under lock and key. Also, it is not entirely fair to consider in a single category the especially brutal years of the Civil War and the first years of peacetime, when mercy might have been expected.

  But even before there was any Civil War, it could be seen that Russia, due to the makeup of its population, was obviously not suited for any sort of socialism whatsoever. It was totally polluted. One of the first blows of the dictatorship was directed against the Cadets—the members of the Constitutional Democratic Party. (Under the Tsar they had constituted the most dangerous ranks of revolution, and under the government of the proletariat they represented the most dangerous ranks of reaction.) At the end of November, 1917, on the occasion of the first scheduled convening of the Constituent Assembly, which did not take place, the Cadet Party was outlawed and arrests of its members began. At about the same time, people associated with the “Alliance for the Constituent Assembly” and the students enrolled in the “soldiers’ universities” were being thrown in the jug.

  Knowing the sense and spirit of the Revolution, it is easy to guess that during these months such central prisons as Kresty in Petrograd and the Butyrki in Moscow, and many provincial prisons like them, were filled with wealthy men, prominent public figures, generals and officers, as well as officials of ministries and of the state apparatus who refused to carry out the orders of the new authority. One of the first operations of the Cheka was to arrest the entire committee of the All-Russian Union of Employees.

  One of the first circulars of the NKVD, in December, 1917, stated: “In view of sabotage by officials . . . use maximum initiative in localities, not excluding confiscations, compulsion, and arrests.”1

  And even though V. I. Lenin, at the end of 1917, in order to establish “strictly revolutionary order,” demanded “merciless suppression of attempts at anarchy on the part of drunkards, hooligans, counterrevolutionaries, and other persons”2—in other words, foresaw that drunkards and hooligans represented the principal danger to the October Revolution, with counterrevolutionaries somewhere back in third place—he nonetheless put the problem more broadly. In his essay “How to Organize the Competition” (January 7 and 10, 1918), V. I. Lenin proclaimed the common, united purpose of “purging the Russian land of all kinds of harmful insects.”3 And under the term insects he included not only all class enemies but also “workers malingering at their work”—for example, the typesetters of the Petrograd Party printing shops. (That is what time does. It is difficult for us nowadays to understand how workers who had just become dictators were immediately inclined to malinger at work they were doing for themselves.) And then again: “In what block of a big city, in what factory, in what village . . . are there not . . . saboteurs who call themselves intellectuals?”4 True, the forms of insect-purging which Lenin conceived of in this essay were most varied: in some places they would be placed under arrest, in other places set to cleaning latrines; in some, “after having served their time in punishment cells, they would be handed yellow tickets”; in others, parasites would be shot; elsewhere you could take your pick of imprisonment “or punishment at forced labor of the hardest kind.”5 Even though he perceived and suggested the basic directions punishment should take, Vladimir Ilyich proposed that “communes and communities” should compete to find the best methods of purging.

  It is not possible for us at this time fully to investigate exactly who fell within the broad definition of insects; the population of Russia was too heterogeneous and encompassed small, special groups, entirely superfluous and, today, forgotten. The people in the local zemstvo self-governing bodies in the provinces were, of course, insects. People in the cooperative movement were also insects, as were all owners of their own homes. There were not a few insects among the teachers in the gymnasiums. The church parish councils were made up almost exclusively of insects, and it was insects, of course, who sang in church choirs. All priests were insects—and monks and nuns even more so. And all those Tolstoyans who, when they undertook to serve the Soviet government on, for example, the railroads, refused to sign the required oath to defend the Soviet government with gun in hand thereby showed themselves to be insects too. (We will later see some of them on trial.) The railroads were particularly important, for there were indeed many insects hidden beneath railroad uniforms, and they had to be rooted out and some of them slapped down. And telegraphers, for some reason, were, for the most part, inveterate insects who had no sympathy for the Soviets. Nor could you say a good word about Vikzhel, the All-Russian Executive Committee of the Union of Railroad Workers, nor about the other trade unions, which were often filled with insects hostile to the working class.

  Just those groups we have so far enumerated represent an enormous number of people—several years’ worth of purge activity.

  In addition, how many kinds of cursed intellectuals there were—restless students and a variety of eccentrics, truth-seekers, and holy fools, of whom even Peter the Great had tried in vain to purge Russia and who are always a hindrance to a well-ordered, strict regime.

  It would have been impossible to carry out this hygienic purging, especially under wartime conditions, if they had had to follow outdated legal processes and normal judicial procedures. And so an entirely new form was adopted: extrajudicial reprisal, and this thankless job was self-sacrificingly assumed by the Cheka, the Sentinel of the Revolution, which was the only punitive organ in human history that combined in one set of han
ds investigation, arrest, interrogation, prosecution, trial, and execution of the verdict.

  In 1918, in order to speed up the cultural victory of the Revolution as well, they began to ransack the churches and throw out the relics of saints, and to carry off church plate. Popular disorders broke out in defense of the plundered churches and monasteries. Here and there the alarm bells rang out, and the true Orthodox believers rushed forth, some of them with clubs. Naturally, some had to be expended right on the spot and others arrested.

  In considering now the period from 1918 to 1920, we are in difficulties: Should we classify among the prison waves all those who were done in before they even got to prison cells? And in what classification should we put those whom the Committees of the Poor took behind the wing of the village soviet or to the rear of the courtyard, and finished off right there? Did the participants in the clusters of plots uncovered in every province (two in Ryazan; one in Kostroma, Vyshni Volochek, and Velizh; several in Kiev; several in Moscow; one in Saratov, Chernigov, Astrakhan, Seliger, Smolensk, Bobruisk, the Tambov Cavalry, Chembar, Velikiye Luki, Mstislavl, etc.) at least succeed in setting foot on the land of the Archipelago, or did they not—and are they therefore not related to the subject of our investigations? Bypassing the repression of the now famous rebellions (Yaroslavl, Murom, Rybinsk, Arzamas), we know of certain events only by their names—for instance, the Kolpino executions of June, 1918. What were they? Who were they? And where should they be classified?

  There is also no little difficulty in deciding whether we should classify among the prison waves or on the balance sheets of the Civil War those tens of thousands of hostages, i.e., people not personally accused of anything, those peaceful citizens not even listed by name, who were taken off and destroyed simply to terrorize or wreak vengeance on a military enemy or a rebellious population. After August 30, 1918, the NKVD ordered the localities “to arrest immediately all Right Socialist Revolutionaries and to take a significant number of hostages from the bourgeoisie and military officers.”6 (This was just as if, for example, after the attempt of Aleksandr Ulyanov’s group to assassinate the Tsar, not only its members but all the students in Russia and a significant number of zemstvo officials had been arrested.) By a decree of the Defense Council of February 15, 1919—apparently with Lenin in the chair—the Cheka and the NKVD were ordered to take hostage peasants from those localities where the removal of snow from railroad tracks “was not proceeding satisfactorily,” and “if the snow removal did not take place they were to be shot.”7 (At the end of 1920, by decree of the Council of People’s Commissars, permission was given to take Social Democrats as hostages too.)