The Gulag Archipelago, Volume 1 Read online

  And I think this exposition proves that the Organs always earned their pay.

  Chapter 3

  The Interrogation

  If the intellectuals in the plays of Chekhov who spent all their time guessing what would happen in twenty, thirty, or forty years had been told that in forty years interrogation by torture would be practiced in Russia; that prisoners would have their skulls squeezed within iron rings;1 that a human being would be lowered into an acid bath;2 that they would be trussed up naked to be bitten by ants and bedbugs; that a ramrod heated over a primus stove would be thrust up their anal canal (the “secret brand”); that a man’s genitals would be slowly crushed beneath the toe of a jackboot; and that, in the luckiest possible circumstances, prisoners would be tortured by being kept from sleeping for a week, by thirst, and by being beaten to a bloody pulp, not one of Chekhov’s plays would have gotten to its end because all the heroes would have gone off to insane asylums.

  Yes, not only Chekhov’s heroes, but what normal Russian at the beginning of the century, including any member of the Russian Social Democratic Workers’ Party, could have believed, would have tolerated, such a slander against the bright future? What had been acceptable under Tsar Aleksei Mikhailovich in the seventeenth century, what had already been regarded as barbarism under Peter the Great, what might have been used against ten or twenty people in all during the time of Biron in the mid-eighteenth century, what had already become totally impossible under Catherine the Great, was all being practiced during the flowering of the glorious twentieth century—in a society based on socialist principles, and at a time when airplanes were flying and the radio and talking films had already appeared—not by one scoundrel alone in one secret place only, but by tens of thousands of specially trained human beasts standing over millions of defenseless victims.

  Was it only that explosion of atavism which is now evasively called “the cult of personality” that was so horrible? Or was it even more horrible that during those same years, in 1937 itself, we celebrated Pushkin’s centennial? And that we shamelessly continued to stage those self-same Chekhov plays, even though the answers to them had already come in? Is it not still more dreadful that we are now being told, thirty years later, “Don’t talk about it!”? If we start to recall the sufferings of millions, we are told it will distort the historical perspective! If we doggedly seek out the essence of our morality, we are told it will darken our material progress! Let’s think rather about the blast furnaces, the rolling mills that were built, the canals that were dug . . . no, better not talk about the canals. . . . Then maybe about the gold of the Kolyma? No, maybe we ought not to talk about that either. . . . Well, we can talk about anything, so long as we do it adroitly, so long as we glorify it. . . .

  It is really hard to see why we condemn the Inquisition. Wasn’t it true that beside the autos-da-fe, magnificent services were offered the Almighty? It is hard to see why we are so down on serfdom. After all, no one forbade the peasants to work every day. And they could sing carols at Christmas too. And for Trinity Day the girls wove wreaths. . . .

  * * *

  The exceptional character which written and oral legend nowadays assigns to the year 1937 is seen in the creation of fabricated charges and tortures. But this is untrue, wrong. Throughout the years and decades, interrogations under Article 58 were almost never undertaken to elicit the truth, but were simply an exercise in an inevitably filthy procedure: someone who had been free only a little while before, who was sometimes proud and always unprepared, was to be bent and pushed through a narrow pipe where his sides would be torn by iron hooks and where he could not breathe, so that he would finally pray to get to the other end. And at the other end, he would be shoved out, an already processed native of the Archipelago, already in the promised land. (The fool would keep on resisting! He even thought there was a way back out of the pipe.)

  The more time that passes without anything being written about all this, the harder it becomes to assemble the scattered testimony of the survivors. But they tell us that the creation of fabricated cases began back in the early years of the Organs so their constant salutary activity might be perceived as essential. Otherwise, what with a decline in the number of enemies, the Organs might, in a bad hour, have been forced to wither away. As the case of Kosyrev makes clear,3 the situation of the Cheka was shaky even at the beginning of 1919. Reading the newspapers of 1918, I ran into the official report of a terrible plot that had just been discovered: A group of ten people wanted to (it seems they only wanted to!) drag cannon onto the roof of an orphanage (let’s see—how high was it?) and shell the Kremlin. There were ten of them (including, perhaps, women and youngsters), and it was not reported how many cannon there were to be—nor where the cannon were to come from. Nor what caliber they were. Nor how they were to be carried up the stairs to the attic. Nor how they were to be set up, on the steeply sloping roof, and so they wouldn’t recoil when fired! How was it that the Petersburg police, when they were fighting to put down the February Revolution, took nothing heavier than a machine gun up to the roofs? Yet this fantasy, exceeding even the fabrications of 1937, was read and believed! Apparently, it will be proved to us in time that the Gumilyev case of 1921 was also fabricated.4

  In that same year, 1921, the Ryazan Cheka fabricated a false case of a “plot” on the part of the local intelligentsia. But the protests of courageous people could still reach Moscow, and they dropped the case. That year, too, the whole Sapropelite Committee, part of the Commission on the Use of Natural Forces, was shot. Familiar enough with the attitude and the mood of Russian scientists at that time, and not being shut off from those years by a smoke screen of fanaticism, we can, indeed, figure out, even without archaeological excavations, the precise validity of that case.

  Here is what Y. Doyarenko remembers about 1921: the Lubyanka reception cell for those newly arrested, with forty to fifty trestle beds, and women being brought in one after another all night long. None of them knew what she was supposed to be guilty of, and there was a feeling among them that people were being arrested for no reason at all. Only one woman in the whole cell knew why she was there—she was an SR. The first question asked by Yagoda: “Well, what are you here for?” In other words, you tell me, and help me cook up the case! And they say absolutely the same thing about the Ryazan GPU in 1930! People all felt they were being imprisoned for no reason. There was so little on which to base a charge that they accused I. D. T—v of using a false name. (And even though his name was perfectly real, they handed him three years via a Special Board—OSO—under 58-10.) Not knowing what to pick on, the interrogator asked: “What was your job?” Answer: “A planner.” The interrogater: “Write me a statement that explains ‘planning at the factory and how it is carried out.’ After that I will let you know why you’ve been arrested.” (He expected the explanation to provide the hook on which to hang a charge.)

  Here is the way it went in the case of the Kovno Fortress in 1912: Since the fortress served no useful military purpose, it was decided to eliminate it. At that point the fortress command, thoroughly alarmed, arranged a “night attack” simply to prove its usefulness and in order to stay where they were!

  The theoretical view of the suspect’s guilt was, incidentally, quite elastic from the very beginning. In his instructions on the use of Red Terror, the Chekist M. I. Latsis wrote: “In the interrogation do not seek evidence and proof that the person accused acted in word or deed against Soviet power. The first questions should be: What is his class, what is his origin, what is his education and upbringing? [There is your Sapropelite Committee for you!] These are the questions which must determine the fate of the accused.” On November 13, 1920, Dzerzhinsky reported in a letter to the Cheka that “slanderous declarations are often given the green light” in the Cheka.

  After so many decades have they not taught us that people do not return from there? Except for the small, brief, intentional reverse wave of 1939, one hears only the rarest, isolated stories
of someone being turned loose as the result of an interrogation. And in such cases, the person was either imprisoned soon again or else he was let out so he could be kept under surveillance. That is how the tradition arose that the Organs do not make mistakes. Then what about those who were innocent?

  In his Dictionary of Definitions Dal makes the following distinction: “An inquiry is distinguished from an investigation by the fact that it is carried out to determine whether there is a basis for proceeding to an investigation.”

  On, sacred simplicity! The Organs have never heard of such a thing as an inquiry! Lists of names prepared up above, or an initial suspicion, or a denunciation by an informer, or any anonymous denunciation,5 were all that was needed to bring about the arrest of the suspect, followed by the inevitable formal charge. The time allotted for investigation was not used to unravel the crime but, in ninety-five cases out of a hundred, to exhaust, wear down, weaken, and render helpless the defendant, so that he would want it to end at any cost.

  As long ago as 1919 the chief method used by the interrogator was a revolver on the desk. That was how they investigated not only political but also ordinary misdemeanors and violations. At the trial of the Main Fuels Committee (1921), the accused Makhrovskaya complained that at her interrogation she had been drugged with cocaine. The prosecutor replied: “If she had declared that she had been treated rudely, that they had threatened to shoot her, this might be just barely believable.”6 The frightening revolver lies there and sometimes it is aimed at you, and the interrogator doesn’t tire himself out thinking up what you are guilty of, but shouts: “Come on, talk! You know what about!” That was what the interrogator Khaikin demanded of Skripnikova in 1927. That was what they demanded of Vitkovsky in 1929. And twenty-five years later nothing had changed. In 1952 Anna Skripnikova was undergoing her fifth imprisonment, and Sivakov, Chief of the Investigative Department of the Ordzhonikidze State Security Administration, said to her: “The prison doctor reports you have a blood pressure of 240/120. That’s too low, you bitch! We’re going to drive it up to 340 so you’ll kick the bucket, you viper, and with no black and blue marks; no beatings; no broken bones. We’ll just not let you sleep.” She was in her fifties at the time. And if, back in her cell, after a night spent in interrogation, she closed her eyes during the day, the jailer broke in and shouted: “Open your eyes or I’ll haul you off that cot by the legs and tie you to the wall standing up.”

  As early as 1921 interrogations usually took place at night. At that time, too, they shone automobile lights in the prisoner’s face (the Ryazan Cheka—Stelmakh). And at the Lubyanka in 1926 (according to the testimony of Berta Gandal) they made use of the hot-air heating system to fill the cell first with icy-cold and then with stinking hot air. And there was an airtight cork-lined cell in which there was no ventilation and they cooked the prisoners. The poet Klyuyev was apparently confined in such a cell and Berta Gandal also. A participant in the Yaroslavl uprising of 1918, Vasily Aleksandrovich Kasyanov, described how the heat in such a cell was turned up until your blood began to ooze through your pores. When they saw this happening through the peephole, they would put the prisoner on a stretcher and take him off to sign his confession. The “hot” and “salty” methods of the “gold” period are well known. And in Georgia in 1926 they used lighted cigarettes to burn the hands of prisoners under interrogation. In Metekhi Prison they pushed prisoners into a cesspool in the dark.

  There is a very simple connection here. Once it was established that charges had to be brought at any cost and despite everything, threats, violence, tortures became inevitable. And the more fantastic the charges were, the more ferocious the interrogation had to be in order to force the required confession. Given the fact that the cases were always fabricated, violence and torture had to accompany them. This was not peculiar to 1937 alone. It was a chronic, general practice. And that is why it seems strange today to read in the recollections of former zeks that “torture was permitted from the spring of 1938 on.”7 There were never any spiritual or moral barriers which could have held the Organs back from torture. In the early postwar years, in the Cheka Weekly, The Red Sword, and Red Terror, the admissibility of torture from a Marxist point of view was openly debated. Judging by the subsequent course of events, the answer deduced was positive, though not universally so.

  It is more accurate to say that if before 1938 some kind of formal documentation was required as a preliminary to torture, as well as specific permission for each case under investigation (even though such permission was easy to obtain), then in the years 1937–1938, in view of the extraordinary situation prevailing (the specified millions of admissions to the Archipelago had to be ground through the apparatus of individual interrogation in specified, limited periods, something which had simply not happened in the mass waves of kulaks and nationalities), interrogators were allowed to use violence and torture on an unlimited basis, at their own discretion, and in accordance with the demands of their work quotas and the amount of time they were given. The types of torture used were not regulated and every kind of ingenuity was permitted, no matter what.

  In 1939 such indiscriminate authorization was withdrawn, and once again written permission was required for torture, and perhaps it may not have been so easily granted. (Of course, simple threats, blackmail, deception, exhaustion through enforced sleeplessness, and punishment cells were never prohibited.) Then, from the end of the war and throughout the postwar years, certain categories of prisoners were established by decree for whom a broad range of torture was automatically permitted. Among these were nationalists, particularly the Ukrainians and the Lithuanians, especially in those cases where an underground organization existed (or was suspected) that had to be completely uncovered, which meant obtaining the names of everyone involved from those already arrested. For example, there were about fifty Lithuanians in the group of Romualdas Skyrius, the son of Pranus. In 1945 they were charged with posting anti-Soviet leaflets. Because there weren’t enough prisons in Lithuania at the time, they sent them to a camp near Velsk in Archangel Province. There some were tortured and others simply couldn’t endure the double regime of work plus interrogation, with the result that all fifty, to the very last one, confessed. After a short time news came from Lithuania that the real culprits responsible for the leaflets had been discovered, and none of the first group had been involved at all! In 1950, at the Kuibyshev Transit Prison, I encountered a Ukrainian from Dnepropetrovsk who had been tortured many different ways in an effort to squeeze “contacts” and names out of him. Among the tortures to which he had been subjected was a punishment cell in which there was room only to stand. They shoved a pole inside for him to hold on to so that he could sleep—for four hours a day. After the war, they tortured Corresponding Member of the Academy of Sciences Levina because she and the Alliluyevs had acquaintances in common.

  It would also be incorrect to ascribe to 1937 the “discovery” that the personal confession of an accused person was more important than any other kind of proof or facts. This concept had already been formulated in the twenties. And 1937 was just the year when the brilliant teaching of Vyshinsky came into its own. Incidentally, even at that time, his teaching was transmitted only to interrogators and prosecutors—for the sake of their morale and steadfastness. The rest of us only learned about it twenty years later—when it had already come into disfavor—through subordinate clauses and minor paragraphs of newspaper articles, which treated the subject as if it had long been widely known to all.

  It turns out that in that terrible year Andrei Yanuaryevich (one longs to blurt out, “Jaguaryevich”) Vyshinsky, availing himself of the most flexible dialectics (of a sort nowadays not permitted either Soviet citizens or electronic calculators, since to them yes is yes and no is no), pointed out in a report which became famous in certain circles that it is never possible for mortal men to establish absolute truth, but relative truth only. He then proceeded to a further step, which jurists of the last two thousand years had n
ot been willing to take: that the truth established by interrogation and trial could not be absolute, but only, so to speak, relative. Therefore, when we sign a sentence ordering someone to be shot we can never be absolutely certain, but only approximately, in view of certain hypotheses, and in a certain sense, that we are punishing a guilty person.8 Thence arose the most practical conclusion: that it was useless to seek absolute evidence—for evidence is always relative—or unchallengeable witnesses—for they can say different things at different times. The proofs of guilt were relative, approximate, and the interrogator could find them, even when there was no evidence and no witness, without leaving his office, “basing his conclusions not only on his own intellect but also on his Party sensitivity, his moral forces” (in other words, the superiority of someone who has slept well, has been well fed, and has not been beaten up) “and on his character” (i.e., his willingness to apply cruelty!).

  Of course, this formulation was much more elegant than Latsis’ instructions. But the essence of both was the same.

  In only one respect did Vyshinsky fail to be consistent and retreat from dialectical logic: for some reason, the executioner’s bullet which he allowed was not relative but absolute. . . .

  Thus it was that the conclusions of advanced Soviet jurisprudence, proceeding in a spiral, returned to barbaric or medieval standards. Like medieval torturers, our interrogators, prosecutors, and judges agreed to accept the confession of the accused as the chief proof of guilt.9

  However, the simple-minded Middle Ages used dramatic and picturesque methods to squeeze out the desired confessions: the rack, the wheel, the bed of nails, impalement, hot coals, etc. In the twentieth century, taking advantage of our more highly developed medical knowledge and extensive prison experience (and someone seriously defended a doctoral dissertation on this theme), people came to realize that the accumulation of such impressive apparatus was superfluous and that, on a mass scale, it was also cumbersome. And in addition . . .